Filing Details

Accession Number:
0001181431-14-010831
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-04 21:17:53
Reporting Period:
2014-02-28
Filing Date:
2014-03-04
Accepted Time:
2014-03-04 21:17:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1357204 Dunkin' Brands Group Inc. DNKN Retail-Eating & Drinking Places (5810) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1012681 H John Costello C/O Dunkin' Brands Group, Inc.
130 Royall Street
Canton MA 02021
President, Glob.mkt & Innovat. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-28 27,096 $0.00 59,549 No 4 A Direct
Common Stock Acquisiton 2014-03-03 783 $3.02 60,332 No 4 M Direct
Common Stock Acquisiton 2014-03-03 1,217 $37.26 61,549 No 4 M Direct
Common Stock Disposition 2014-03-03 2,000 $51.12 59,549 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase Common Stock Acquisiton 2014-02-28 101,318 $0.00 101,318 $51.67
Common Stock Option to purchase Common Stock Disposition 2014-03-03 783 $0.00 783 $3.02
Common Stock Option to purchase Common Stock Disposition 2014-03-03 1,217 $0.00 1,217 $37.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
101,318 2021-02-28 No 4 A Direct
13,135 2020-02-23 No 4 M Direct
74,783 2023-02-12 No 4 M Direct
Footnotes
  1. On 2/28/2014, the reporting person was granted a restricted stock award of 27,096 shares of common stock. The award vests based on time criteria (full vesting on 7/31/2016 subject to continued employment by the reporting person on the vesting date).
  2. The sales reported on this Form 4 were effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on 4/26/2013.
  3. On 2/28/2014, the reporting person was granted an option to purchase 101,318 shares of common stock. The option vests based upon time criteria(four equal annual installments that begin on 2/28/2015).
  4. On 02/23/2010, the reporting person was granted an option to purchase 65,674 shares of Common Stock. The option vests based upon time (five equal installments that began on 02/23/2011).
  5. On 2/12/2013, the reporting person was granted an option to purchase 76,000 shares of common stock. The option vests based upon time criteria (four equal annual installments that began on 2/12/2014).