Filing Details
- Accession Number:
- 0001181431-14-010831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-04 21:17:53
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-03-04
- Accepted Time:
- 2014-03-04 21:17:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1012681 | H John Costello | C/O Dunkin' Brands Group, Inc. 130 Royall Street Canton MA 02021 | President, Glob.mkt & Innovat. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-28 | 27,096 | $0.00 | 59,549 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2014-03-03 | 783 | $3.02 | 60,332 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-03-03 | 1,217 | $37.26 | 61,549 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-03 | 2,000 | $51.12 | 59,549 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase Common Stock | Acquisiton | 2014-02-28 | 101,318 | $0.00 | 101,318 | $51.67 |
Common Stock | Option to purchase Common Stock | Disposition | 2014-03-03 | 783 | $0.00 | 783 | $3.02 |
Common Stock | Option to purchase Common Stock | Disposition | 2014-03-03 | 1,217 | $0.00 | 1,217 | $37.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
101,318 | 2021-02-28 | No | 4 | A | Direct | |
13,135 | 2020-02-23 | No | 4 | M | Direct | |
74,783 | 2023-02-12 | No | 4 | M | Direct |
Footnotes
- On 2/28/2014, the reporting person was granted a restricted stock award of 27,096 shares of common stock. The award vests based on time criteria (full vesting on 7/31/2016 subject to continued employment by the reporting person on the vesting date).
- The sales reported on this Form 4 were effected pursuant to a Rule 10B5-1 trading plan adopted by the reporting person on 4/26/2013.
- On 2/28/2014, the reporting person was granted an option to purchase 101,318 shares of common stock. The option vests based upon time criteria(four equal annual installments that begin on 2/28/2015).
- On 02/23/2010, the reporting person was granted an option to purchase 65,674 shares of Common Stock. The option vests based upon time (five equal installments that began on 02/23/2011).
- On 2/12/2013, the reporting person was granted an option to purchase 76,000 shares of common stock. The option vests based upon time criteria (four equal annual installments that began on 2/12/2014).