Filing Details
- Accession Number:
- 0001104659-14-016039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-04 19:58:29
- Reporting Period:
- 2014-03-02
- Filing Date:
- 2014-03-04
- Accepted Time:
- 2014-03-04 19:58:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591877 | Sizmek Inc. | SZMK | Services-Advertising (7310) | 371744624 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550329 | Andy Ellenthal | 24 St. Claire Avenue Old Greenwich X1 06870 | Evp - Sales & Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-03-04 | 8,050 | $12.99 | 103,698 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2014-03-02 | 19,641 | $0.00 | 19,641 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2014-03-02 | 29,462 | $0.00 | 29,462 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-03-02 | 30,852 | $0.00 | 30,852 | $12.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,641 | No | 4 | A | Direct | ||
| 49,103 | No | 4 | A | Direct | ||
| 30,852 | 2024-03-01 | No | 4 | A | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Sizmek common stock.
- The restricted stock units vest in three equal annual installments beginning March 2, 2015, subject to the Reporting Person's continued service with Sizmek through the applicable vesting date, provided that the restricted stock units are subject to accelerated vesting under certain circumstances.
- The restricted stock units vest based on the achievement of certain corporate performance objectives during the three year period ending December 31, 2016, subject to the Reporting Person's continued service through the applicable vesting date, provided that the restricted stock units are subject to accelerated vesting under certain circumstances.
- The option vests in three equal annual installments beginning on March 2, 2015, subject to the Reporting Person's continued service with Sizmek through the applicable vesting date, provided that the option is subject to accelerated vesting under certain circumstances.
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