Filing Details
- Accession Number:
- 0001144204-14-013353
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-04 19:08:18
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-03-04
- Accepted Time:
- 2014-03-04 19:08:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490013 | Full Circle Capital Corp | FULL | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1499752 | Jr A Thomas Ortwein | 800 Westchester Avenue Suite S-620 Ryebrook NY 10573 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-28 | 16,817 | $8.21 | 275,679 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2014-03-03 | 43,183 | $8.22 | 232,496 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2014-03-03 | 10,154 | $0.00 | 222,342 | No | 4 | J | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | J | Indirect | See footnote |
Footnotes
- The reporting person is the Managing Member of the General Partner of Highbrace Partners, LP, an investor in Full Circle Capital Corporation.
- Distributed directly to limited partners of Highbrace Partners, LP.