Filing Details
- Accession Number:
- 0001181431-14-010740
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-04 18:41:24
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-03-04
- Accepted Time:
- 2014-03-04 18:41:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070412 | Consol Energy Inc | CNX | Bituminous Coal & Lignite Surface Mining (1221) | 510337383 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1570382 | C. James Grech | 1000 Consol Energy Drive Canonsburg PA 15317 | Evp & Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $0.01 Par Value Per Share | Acquisiton | 2014-02-28 | 39 | $0.00 | 34,481 | No | 4 | A | Direct | |
Common Shares, $0.01 Par Value Per Share | Acquisiton | 2014-03-03 | 2,625 | $15.39 | 37,106 | No | 4 | M | Direct | |
Common Shares, $0.01 Par Value Per Share | Disposition | 2014-03-03 | 2,625 | $39.75 | 34,481 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2014-03-03 | 2,625 | $0.00 | 2,625 | $15.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-04-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, $0.01 Par Value Per Share | 1,864 | Indirect | By 401 (k) Plan |
Footnotes
- Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
- Of the 34,481 shares owned directly, 26,259 are restricted stock units (including dividend equivalent rights).
- This number includes 3 shares acquired by the reporting person's 401 (k) Plan since February 26, 2014.
- Transaction effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2013.
- Stock option grant provides that options vest 25% per year beginning on April 27, 2005.
- The sale relates to shares underlying stock options that are scheduled to expire next month (April 27, 2014). The price of $39.75 represents the weighted average of eleven open-market sale transactions ranging in price from $39.61 to $39.98. The reporting person agrees to provide full information regarding the number of shares sold at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.