Filing Details

Accession Number:
0001181431-14-010740
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-04 18:41:24
Reporting Period:
2014-02-28
Filing Date:
2014-03-04
Accepted Time:
2014-03-04 18:41:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1070412 Consol Energy Inc CNX Bituminous Coal & Lignite Surface Mining (1221) 510337383
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1570382 C. James Grech 1000 Consol Energy Drive
Canonsburg PA 15317
Evp & Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $0.01 Par Value Per Share Acquisiton 2014-02-28 39 $0.00 34,481 No 4 A Direct
Common Shares, $0.01 Par Value Per Share Acquisiton 2014-03-03 2,625 $15.39 37,106 No 4 M Direct
Common Shares, $0.01 Par Value Per Share Disposition 2014-03-03 2,625 $39.75 34,481 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, $0.01 Par Value Per Share Stock Option (right to buy) Disposition 2014-03-03 2,625 $0.00 2,625 $15.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-04-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, $0.01 Par Value Per Share 1,864 Indirect By 401 (k) Plan
Footnotes
  1. Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
  2. Of the 34,481 shares owned directly, 26,259 are restricted stock units (including dividend equivalent rights).
  3. This number includes 3 shares acquired by the reporting person's 401 (k) Plan since February 26, 2014.
  4. Transaction effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2013.
  5. Stock option grant provides that options vest 25% per year beginning on April 27, 2005.
  6. The sale relates to shares underlying stock options that are scheduled to expire next month (April 27, 2014). The price of $39.75 represents the weighted average of eleven open-market sale transactions ranging in price from $39.61 to $39.98. The reporting person agrees to provide full information regarding the number of shares sold at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.