Filing Details
- Accession Number:
- 0001209191-14-016896
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-04 18:30:05
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-03-04
- Accepted Time:
- 2014-03-04 18:30:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077428 | Texas Capital Bancshares Inc | TCBI | State Commercial Banks (6022) | 752679109 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1140571 | J Ian Turpin | 2000 Mckinney Suite 700 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-28 | 4,000 | $14.91 | 14,475 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-28 | 4,000 | $62.86 | 10,475 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-28 | 2,400 | $14.17 | 12,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-28 | 540 | $63.00 | 12,335 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-28 | 1,860 | $62.92 | 10,475 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option - Right to Buy | Disposition | 2014-02-28 | 4,000 | $0.00 | 4,000 | $14.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-02-28 | 2,400 | $0.00 | 2,400 | $14.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-05-18 | 2014-05-18 | No | 4 | M | Direct |
| 600 | 2010-05-19 | 2019-05-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 27,526 | Indirect | See Footnote |
| Common Stock | 14,641 | Indirect | See Footnote |
| Common Stock | 1,904 | Indirect | See Footnote |
Footnotes
- The stated price represents the weighted average based on prices ranging from $62.85 to $62.94. Upon request from the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- Shares are owned by the Johnson Management Trust, of which Mr. Turpin's spouse is the trustee.
- Shares are owned by the Nini Gift Trust, of which Mr. Turpin's spouse is the trustee.
- Shares are owned by the RJN Trust, of which Mr. Turpin's spouse is the trustee.
- The stock options vested in equal increments of 800 shares annually beginning May 18, 2004 through May 18, 2008.
- The stock appreciation rights vest in five equal annual installments beginning May 19, 2010.
Billionaire Hedge Funds
