Filing Details
- Accession Number:
- 0001209191-14-016860
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-04 18:09:09
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-03-04
- Accepted Time:
- 2014-03-04 18:09:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094348 | Mattersight Corp | MATR | Services-Management Consulting Services (8742) | 364304577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220874 | D Kelly Conway | 200 S. Wacker Drive, Suite 820 Chicago IL 60606 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-28 | 14,890 | $5.90 | 857,467 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-28 | 26,530 | $0.00 | 883,997 | No | 4 | A | Direct | |
Common Stock | Disposition | 2014-02-28 | 11,011 | $5.64 | 872,986 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct |
Footnotes
- Award of restricted stock pursuant to Mattersight Corporation 1999 Stock Incentive Plan. The Award was approved by the Board of Directors of the issuer for purposes of 16b-3 and includes a tax withholding feature. The Award is fully vested as of the grant date.
- This is not an open market sale of securities. This is a disposition of shares to the issuer in the form of share withholding upon vesting of restricted stock, to satisfy mandatory tax withholding obligations. The disposition occurred pursuant to a pre-existing award agreement and equity incentive plan and was approved in advance in the manner provided in Rule 16b-3(e) under the Securities Exchange Act of 1934.