Filing Details

Accession Number:
0001209191-14-016860
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-04 18:09:09
Reporting Period:
2014-02-28
Filing Date:
2014-03-04
Accepted Time:
2014-03-04 18:09:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094348 Mattersight Corp MATR Services-Management Consulting Services (8742) 364304577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220874 D Kelly Conway 200 S. Wacker Drive, Suite 820
Chicago IL 60606
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-28 14,890 $5.90 857,467 No 4 S Direct
Common Stock Acquisiton 2014-02-28 26,530 $0.00 883,997 No 4 A Direct
Common Stock Disposition 2014-02-28 11,011 $5.64 872,986 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
No 4 F Direct
Footnotes
  1. Award of restricted stock pursuant to Mattersight Corporation 1999 Stock Incentive Plan. The Award was approved by the Board of Directors of the issuer for purposes of 16b-3 and includes a tax withholding feature. The Award is fully vested as of the grant date.
  2. This is not an open market sale of securities. This is a disposition of shares to the issuer in the form of share withholding upon vesting of restricted stock, to satisfy mandatory tax withholding obligations. The disposition occurred pursuant to a pre-existing award agreement and equity incentive plan and was approved in advance in the manner provided in Rule 16b-3(e) under the Securities Exchange Act of 1934.