Filing Details

Accession Number:
0001181431-10-044941
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-31 16:02:10
Reporting Period:
2010-08-27
Filing Date:
2010-08-31
Accepted Time:
2010-08-31 16:02:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1005544 Iii W Charles Newhall 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1005550 Richard C Kramlich 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1005561 J Peter Barris 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1062466 W Mark Perry 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1132326 P L 10 Associates Enterprise New 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1219855 James M Barrett 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1236049 P L 10 Partners Nea 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1237289 D Scott Sandell 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-27 750,000 $1.00 5,544,443 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (Right to Buy) Acquisiton 2010-08-27 375,000 $0.00 375,000 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
375,000 2010-08-27 2015-08-27 No 4 P Direct
Footnotes
  1. The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partners of NEA Partners 10 (NEA Partners 10 and its individual general partners together, the "Indirect Reporting Persons"). The individual general partners of NEA Partners 10 are Peter J. Barris, M. James Barrett, C. Richard Kramlich, Charles W. Newhall, III, Mark W. Perry and Scott D. Sandell. Each Indirect Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which such Indirect Reporting Person has no actual pecuniary interest therein.
  2. Each Warrant entitles the holder thereof to purchase one share of Common Stock at an exercise price of $1.50. However, the exercise price of the warrant is subject to reduction in certain circumstances and pursuant to a formula set forth in the warrant, a form of which was filed by the issuer on July 6, 2010 as Exhibit 4.01 to the Issuer's Current Report on Form 8-K.
  3. The Reporting Person received .5 of a Warrant with each share of Common Stock purchased.