Filing Details
- Accession Number:
- 0001181431-10-044941
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-31 16:02:10
- Reporting Period:
- 2010-08-27
- Filing Date:
- 2010-08-31
- Accepted Time:
- 2010-08-31 16:02:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1005544 | Iii W Charles Newhall | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1005550 | Richard C Kramlich | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1005561 | J Peter Barris | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1062466 | W Mark Perry | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1132326 | P L 10 Associates Enterprise New | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1219855 | James M Barrett | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1236049 | P L 10 Partners Nea | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1237289 | D Scott Sandell | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-27 | 750,000 | $1.00 | 5,544,443 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (Right to Buy) | Acquisiton | 2010-08-27 | 375,000 | $0.00 | 375,000 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
375,000 | 2010-08-27 | 2015-08-27 | No | 4 | P | Direct |
Footnotes
- The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partners of NEA Partners 10 (NEA Partners 10 and its individual general partners together, the "Indirect Reporting Persons"). The individual general partners of NEA Partners 10 are Peter J. Barris, M. James Barrett, C. Richard Kramlich, Charles W. Newhall, III, Mark W. Perry and Scott D. Sandell. Each Indirect Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which such Indirect Reporting Person has no actual pecuniary interest therein.
- Each Warrant entitles the holder thereof to purchase one share of Common Stock at an exercise price of $1.50. However, the exercise price of the warrant is subject to reduction in certain circumstances and pursuant to a formula set forth in the warrant, a form of which was filed by the issuer on July 6, 2010 as Exhibit 4.01 to the Issuer's Current Report on Form 8-K.
- The Reporting Person received .5 of a Warrant with each share of Common Stock purchased.