Filing Details
- Accession Number:
- 0000899866-14-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-04 17:35:40
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-03-04
- Accepted Time:
- 2014-03-04 17:35:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 899866 | Alexion Pharmaceuticals Inc | ALXN | Pharmaceutical Preparations (2834) | 133648318 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441632 | Clare Carmichael | C/O Alexion Pharmaceuticals 352 Knotter Drive Cheshire CT 06410 | Svp, Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2014-02-28 | 3,300 | $0.00 | 17,065 | No | 4 | A | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2014-03-03 | 305 | $174.77 | 16,760 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Acquisiton | 2014-02-28 | 36,900 | $176.80 | 36,900 | $176.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,900 | 2015-02-28 | 2024-02-28 | No | 4 | A | Direct |
Footnotes
- Award of Restricted Stock Units under the 2004 Incentive Plan. 25% vests on each anniversary of the grant date.
- This sale was made to cover withholding taxes immediately following the vesting of previously granted Restricted Stock Units.
- 25% vests on the first anniversary of the grant date and 1/16 every three months thereafter.
Billionaire Hedge Funds
