Filing Details
- Accession Number:
- 0001209191-14-016771
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-04 17:28:07
- Reporting Period:
- 2014-03-01
- Filing Date:
- 2014-03-04
- Accepted Time:
- 2014-03-04 17:28:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1091862 | Chemtura Corp | CHMT | Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) | 522183153 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454769 | S. Billie Flaherty | 199 Benson Road Middlebury CT 06749 | Evp, Gnrl. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-28 | 17,970 | $15.50 | 90,421 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-28 | 17,970 | $25.15 | 72,451 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-28 | 2,240 | $25.22 | 70,211 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-03-01 | 14,444 | $0.00 | 84,655 | No | 4 | A | Direct | |
Common Stock | Disposition | 2014-03-01 | 3,576 | $24.75 | 81,079 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-02-28 | 17,970 | $0.00 | 17,970 | $15.50 |
Common Stock | Performance Shares | Acquisiton | 2014-03-01 | 14,444 | $0.00 | 14,444 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,849 | 2020-11-10 | No | 4 | M | Direct | |
14,444 | 2017-03-01 | No | 4 | A | Direct |
Footnotes
- The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Includes 1,051 shares acquired under the Chemtura Corporation 2012 Employee Stock Purchase Plan in 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.02 to $25.36, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.13 to $25.34, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
- Grant of restricted stock units. The restricted stock units vest in three equal installments: March 1, 2015; March 1, 2016; and March 1, 2017.
- This option, representing a right to purchase a total of 23,819 shares, became exercisable in three equal installments on November 10, 2010, March 31, 2011 and March 31, 2013.
- Grant of performance shares. Each performance share represents a contingent right to receive between 0 and 2 shares of Chemtura Corporation common stock. The number of shares reported represents the target amount. The actual number of shares to be delivered will be based on Chemtura Corporation's total shareholder return over the three-year vesting period relative to all companies in the Dow Jones Chemical Index and could equal 200% of the target amount.