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Filing Details

Accession Number:: 0001181431-14-010640
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-04 17:19:13
Reporting Period:: 2014-02-28

Filing Date:: 2014-03-04
Accepted Time:: 2014-03-04 17:19:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1085621	Icg Group Inc.	ICGE	Services-Management Consulting Services (8742)	232996071

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1353939	Kirk Raymond Morgan	C/O Icg Group, Inc. 555 E. Lancaster Avenue, Suite 640 Radnor PA 19087	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $.001 Per Share	Acquisiton	2014-02-28	14,757	$0.00	109,387	No	4	A	Direct
Common Stock, Par Value $.001 Per Share	Acquisiton	2014-02-28	100,000	$0.00	209,387	No	4	A	Direct
Common Stock, Par Value $.001 Per Share	Acquisiton	2014-02-28	100,000	$0.00	309,387	No	4	A	Direct
Common Stock, Par Value $.001 Per Share	Disposition	2014-03-03	532	$20.33	308,855	No	4	F	Direct
Common Stock, Par Value $.001 Per Share	Disposition	2014-03-03	3,608	$20.33	305,247	No	4	F	Direct
Common Stock, Par Value $.001 Per Share	Disposition	2014-03-03	44,442	$20.14	260,805	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $.001 Per Share	4,231	Indirect	Held by IRA
Common Stock, Par Value $.001 Per Share	15,831	Indirect	Held by 401(k) Plan

Footnotes

If and to the extent that the Reporting Person's achievement of goals pursuant to the ICG 2014 Performance Plan (such achievement, expressed as a percentage, the "Achievement Percentage") (i) is greater than or equal to one hundred percent (100%), all of these restricted shares will vest on 3/2/15, and (ii) is greater than zero percent (0%) but less than one hundred percent (100%), a portion of these restricted shares equal to the Achievement Percentage will vest on 3/2/15.
These restricted shares will vest ratably over a four-year period, with one-fourth of the shares vesting every year, commencing on 2/28/15.
25,000 of these restricted shares will vest on the first business day after the achievement of each of the following 45-trading day volume weighted average stock price targets (each a "VWAP Target"): $28.07, $30.16, $32.38 and $34.71, provided that if: (i) an applicable VWAP Target is achieved on or prior to 2/28/15, 50% of the shares scheduled to vest upon such achievement will vest on 2/28/15, and the remaining 50% of such shares will vest on 2/28/16; (ii) an applicable VWAP Target is achieved between 3/1/15 and 2/28/16, 50% of the shares scheduled to vest upon such achievement will vest as so scheduled, and the remaining 50% of such shares will vest on 2/28/16; and (iii) any specified vesting date that is not a business day, then the applicable vesting will occur on the first business day following such date.
Shares of common stock were withheld by the Issuer to satisfy certain tax withholding obligations resulting from the vesting of restricted stock issued on 6/15/12.
Shares of common stock were withheld by the Issuer to satisfy certain tax withholding obligations resulting from the vesting of restricted stock in connection with achievement of goals under the ICG 2013 Performance Plan.
This column reflects the weighted average price for multiple transactions reported for 3/3/14. Actual sales prices for these transactions ranged from $20.05 to $20.27, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.