Filing Details
- Accession Number:
- 0000950142-14-000564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-03 21:15:11
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-03-03
- Accepted Time:
- 2014-03-03 21:15:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1142244 | Meir Micky Arison | C/O Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-28 | 3,000,000 | $39.50 | 0 | No | 4 | S | Indirect | By Nickel 97A-B Trust |
Common Stock | Disposition | 2014-02-28 | 2,000,000 | $39.50 | 98,638,843 | No | 4 | S | Indirect | By MA 1994 B Shares, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Nickel 97A-B Trust |
No | 4 | S | Indirect | By MA 1994 B Shares, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,086,273 | Indirect | By various trusts |
Footnotes
- Includes (i) 538,393 shares of Carnival Corporation Common Stock held by the Nickel 97-07 Trust; (ii) 442,307 shares of Carnival Corporation Common Stock held by the Nickel 2009 GRAT; (iii) 4,593,556 shares of Carnival Corporation Common Stock held by the Nickel 2003 Revocable Trust, (iv) 756,008 shares of Carnival Corporation Common Stock held by the NA 2008 Trust; and (v) 756,009 shares of Carnival Corporation Common Stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2008 Trust and the KA 2008 Trust.