Filing Details
- Accession Number:
- 0001140361-14-010670
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-03 19:09:50
- Reporting Period:
- 2014-02-27
- Filing Date:
- 2014-03-03
- Accepted Time:
- 2014-03-03 19:09:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1415624 | Yume Inc | YUME | Services-Advertising Agencies (7311) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310571 | Bryan Everett | C/O Yume, Inc. 1204 Middlefield Road Redwood City CA 94063 | Evp, Bus. Dev. & Sales Ops. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-27 | 50,000 | $4.62 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-27 | 50,000 | $7.65 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-27 | 50,000 | $0.00 | 50,000 | $4.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 183,333 | 2021-05-26 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- The stock option grant vested as to 1/4th of the total number of shares on February 2, 2012 and thereafter vested and shall continue to vest as to 1/48th of the total number of shares in equal monthly installments.
Billionaire Hedge Funds
