Filing Details
- Accession Number:
- 0001140361-14-010568
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-03 16:30:37
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-03-03
- Accepted Time:
- 2014-03-03 16:30:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1262823 | Westlake Chemical Corp | WLK | Industrial Organic Chemicals (2860) | 760346924 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1173593 | Jr John H Riley | 2801 Post Oak Boulevard, Suite 600 Houston TX 77056 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-28 | 3,549 | $24.51 | 12,355 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-28 | 3,826 | $20.83 | 16,181 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-28 | 7,375 | $134.70 | 8,806 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option (right to buy) | Disposition | 2014-02-28 | 3,549 | $0.00 | 3,549 | $24.51 |
| Common Stock | Employee Option (right to buy) | Disposition | 2014-02-28 | 3,826 | $0.00 | 3,826 | $20.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-08-20 | No | 4 | M | Direct | |
| 0 | 2018-08-25 | No | 4 | M | Direct |
Footnotes
- The stock options are exercisable in three installments of 33%, 33% and 34% on August 20, 2010, 2011 and 2012, respectively.
- The stock options are exercisable in three installments of 33%, 33% and 34% on August 15, 2009, 2010 and 2011, respectively.
- In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on February 28, 2014 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $134.678 to $134.84, inclusive. The reporting person undertakes to provide to Westlake Chemical Corporation, any security holder of Westlake Chemical Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
Billionaire Hedge Funds
