Filing Details
- Accession Number:
- 0000754811-14-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-03 16:00:08
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-03-03
- Accepted Time:
- 2014-03-03 16:00:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
754811 | U S Global Investors Inc | GROW | Investment Advice (6282) | 741598370 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251824 | E Frank Holmes | 7900 Callaghan Road San Antonio TX 78229 | Ceo/Cio | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-02-28 | 500 | $3.62 | 144,664 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2014-02-28 | 594 | $3.58 | 145,258 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | J | Direct |
Footnotes
- Purchase of restricted stock under Employee Stock Purchase Plan.