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Filing Details

Accession Number:: 0001104659-14-015302
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-03 14:22:29
Reporting Period:: 2014-02-24

Filing Date:: 2014-03-03
Accepted Time:: 2014-03-03 14:22:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1259515	Control4 Corp	CTRL	Electronic Components & Accessories (3670)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1390435	P L Iii Vspring	2795 E. Cottonwood Parkway, Suite 360 Salt Lake City UT 84121	No	No	Yes	No
1450953	Vspring Partners Iii, L.p.	2795 E. Cottonwood Parkway, Suite 360 Salt Lake City UT 84121	No	No	Yes	No
1582831	Vspring Iii D, L.p.	2795 E. Cottonwood Parkway, Suite 360 Salt Lake City UT 84121	No	No	Yes	No
1582837	Vspring Management Iii D, L.l.c.	2795 E. Cottonwood Parkway, Suite 360 Salt Lake City UT 84121	No	No	Yes	No
1582838	Vspring Management Iii, L.l.c.	2795 E. Cottonwood Parkway, Suite 360 Salt Lake City UT 84121	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-02-24	1,089	$20.77	225,730	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-02-24	305	$20.77	63,237	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-02-24	6	$20.77	1,250	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-02-25	14,818	$20.92	210,912	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-02-25	4,151	$20.92	59,086	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-02-25	82	$20.92	1,168	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-02-26	30,761	$22.38	180,151	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-02-26	8,618	$22.38	50,468	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-02-26	170	$22.38	998	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-02-27	31,112	$22.83	149,039	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-02-27	8,716	$22.83	41,752	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2014-02-27	172	$22.83	826	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,973,134	Indirect	See Footnote

Footnotes

These shares are held by vSpring III, L.P. ("vSpring III"), of which vSpring Management III, L.L.C. ("vSpring Management III") is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring Management III are Scott Petty, Dinesh Patel, Ron Heinz and Brandon Tidwell. Scott Petty is a director of Issuer. vSpring III, vSpring SBIC, vSpring III D and vSpring Partners (as defined below) may be deemed to be members of a Section 13(d) "group." vSpring SBIC, vSpring SBIC Management, vSpring Management III D, vSpring III D and vSpring Partners disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring III.
These shares are held by vSpring III D, L.P. ("vSpring III D"), of which vSpring Management III D, L.L.C. ("vSpring Management III D") is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring Management III D are Scott Petty, Dinesh Patel, Ron Heinz and Brandon Tidwell. Scott Petty is a director of Issuer. vSpring III D, vSpring SBIC, vSpring III (as defined below) and vSpring Partners (as defined below) may be deemed to be members of a Section 13(d) "group." vSpring SBIC, vSpring SBIC Management, vSpring Management III (as defined below), vSpring III and vSpring Partners disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring III D.
These shares are held by vSpring Partners III, L.P. ("vSpring Partners"), of which vSpring Management III is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring Management III are Scott Petty, Dinesh Patel, Ron Heinz and Brandon Tidwell. Scott Petty is a director of Issuer. vSpring Partners, vSpring III D, vSpring SBIC and vSpring III may be deemed to be members of a Section 13(d) "group." vSpring SBIC, vSpring SBIC Management, vSpring Management III D, vSpring III D and vSpring III disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring Partners.
The reporting persons and their managing members disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein, and this report shall not be deemed an admission that any of the reporting persons or their managing members are the beneficial owners of such securities for Section 16 or any other purpose.
These shares are owned directly by vSpring SBIC, L.P. ("vSpring SBIC"), of which vSpring SBIC Management, L.L.C. ("vSpring SBIC Management") is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring SBIC Management are Scott Petty and Dinesh Patel. Scott Petty is a director of Issuer. vSpring SBIC, vSpring III D (as defined below), vSpring III (as defined below) and vSpring Partners (as defined below) may be deemed to be members of a Section 13(d) "group." vSpring Management III (as defined below), vSpring Management III D (as defined below), vSpring III D, vSpring III and vSpring Partners disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring SBIC.