Filing Details
- Accession Number:
- 0000750556-14-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-03 14:15:59
- Reporting Period:
- 2014-03-03
- Filing Date:
- 2014-03-03
- Accepted Time:
- 2014-03-03 14:15:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1352118 | E Thomas Freeman | 303 Peachtree Street, N.e. Atlanta GA 30308 | Corp. Evp & Chief Credit Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-28 | 13,157 | $37.90 | 43,635 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 125 | Indirect | Son |
| Common Stock | 630 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock Units | $0.00 | 1,460 | 1,460 | Direct | ||
| Common Stock | Phantom Stock Units | $0.00 | 3,541 | 3,541 | Direct | ||
| Common Stock | Phantom Stock | $0.00 | 2014-02-14 | 2022-02-14 | 2,944 | 5,765 | Direct |
| Common Stock | Phantom Stock | $0.00 | 2015-02-21 | 3,761 | 3,761 | Direct | |
| Common Stock | Phantom Stock | $0.00 | 2016-02-21 | 3,761 | 3,761 | Direct | |
| Common Stock | Phantom Stock | $0.00 | 2017-02-21 | 3,762 | 3,762 | Direct | |
| Common Stock | Option | $71.03 | 2009-02-14 | 2016-02-14 | 18,000 | 18,000 | Direct |
| Common Stock | Option | $85.06 | 2010-02-13 | 2017-02-13 | 20,000 | 20,000 | Direct |
| Common Stock | Option | $64.58 | 2011-02-12 | 2018-02-12 | 81,400 | 81,400 | Direct |
| Common Stock | Option | $9.06 | 2012-02-10 | 2019-02-10 | 250,000 | 250,000 | Direct |
| Common Stock | Option | $9.06 | 2012-02-10 | 2019-02-10 | 25,276 | 25,276 | Direct |
| Common Stock | Option | $29.20 | 2012-04-01 | 2021-04-01 | 27,349 | 27,349 | Direct |
| Common Stock | Option | $21.67 | 2022-02-14 | 44,400 | 44,400 | Direct | |
| Common Stock | Option | $27.41 | 2014-02-26 | 2023-02-26 | 13,495 | 13,495 | Direct |
| Common Stock | Option | $27.41 | 2015-02-26 | 2023-02-26 | 13,495 | 13,495 | Direct |
| Common Stock | Option | $27.41 | 2016-02-26 | 2023-02-26 | 13,496 | 13,496 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,460 | 1,460 | Direct | |
| 3,541 | 3,541 | Direct | |
| 2022-02-14 | 2,944 | 5,765 | Direct |
| 3,761 | 3,761 | Direct | |
| 3,761 | 3,761 | Direct | |
| 3,762 | 3,762 | Direct | |
| 2016-02-14 | 18,000 | 18,000 | Direct |
| 2017-02-13 | 20,000 | 20,000 | Direct |
| 2018-02-12 | 81,400 | 81,400 | Direct |
| 2019-02-10 | 250,000 | 250,000 | Direct |
| 2019-02-10 | 25,276 | 25,276 | Direct |
| 2021-04-01 | 27,349 | 27,349 | Direct |
| 2022-02-14 | 44,400 | 44,400 | Direct |
| 2023-02-26 | 13,495 | 13,495 | Direct |
| 2023-02-26 | 13,495 | 13,495 | Direct |
| 2023-02-26 | 13,496 | 13,496 | Direct |
Footnotes
- Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
- Includes restricted stock granted under SunTrust Banks, Inc. 2004 Stock Plan and the 2009 Stock Plan. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. This plan is exempt under Rule 16(b)-3.
- The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
- Reflects time vesting as of March 31, 2012 with respect to restricted stock units originally granted under the SunTrust Banks, Inc. 2009 Stock Plan on April 1, 2011. Grant was exempt pursuant to Rule 16b-3. Award will vest pro rata annually (i.e. one-third each year) and will vest post-retirement provided certain noncompetition and other restrictive covenants are performed. Includes shares acquired upon dividend reinvestment.
- Represents satisfaction of return on asset performance condition of performance-vested restricted stock units granted on 2/14/2012. Granted under the 2009 Stock Plan. Award will settle in shares in February, 2015.
- Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan. Includes shares acquired upon dividend reinvestment.
- Granted pursuant to the SunTrust Banks, Inc. 2004 StockPlan.
- Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over the next three years.
- Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
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