Filing Details
- Accession Number:
- 0001225208-14-006963
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-03 11:30:10
- Reporting Period:
- 2014-03-03
- Filing Date:
- 2014-03-03
- Accepted Time:
- 2014-03-03 11:30:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062438 | Pulaski Financial Corp | PULB | Savings Institution, Federally Chartered (6035) | 431816913 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200839 | R Michael Hogan | 12300 Olive Boulevard St. Louis MO 63141 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-03 | 3,800 | $10.02 | 64,350 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-03-03 | 1,000 | $10.00 | 65,350 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-03-03 | 200 | $9.94 | 65,550 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Preferred Stock (Series A) | 250 | Direct | |
Common Stock | 419 | Indirect | By Stock Award |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualfied Stock Option (right to buy) | $16.70 | 2007-06-21 | 2016-06-21 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-06-21 | 10,000 | 10,000 | Direct |
Footnotes
- Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan will vest on January 30, 2015.
- Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.