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Filing Details

Accession Number:: 0001209191-14-015489
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-28 21:10:24
Reporting Period:: 2014-02-27

Filing Date:: 2014-02-28
Accepted Time:: 2014-02-28 21:10:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366246	Glu Mobile Inc	GLUU	Services-Computer Programming Services (7371)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1546410	Scott Leichtner	C/O Glu Mobile Inc. 500 Howard Street, Suite 300 San Francisco CA 94105	Vp And General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2014-02-27	33,821	$5.00	20,081	No	4	S	Direct
Common Stock	Acquisiton	2014-02-27	20,000	$0.99	40,081	No	4	M	Direct
Common Stock	Disposition	2014-02-27	20,000	$5.00	20,081	No	4	S	Direct
Common Stock	Acquisiton	2014-02-27	20,000	$1.19	40,081	No	4	M	Direct
Common Stock	Disposition	2014-02-27	20,000	$5.08	20,081	No	4	S	Direct
Common Stock	Acquisiton	2014-02-28	8,750	$1.19	28,831	No	4	M	Direct
Common Stock	Disposition	2014-02-28	8,750	$5.15	20,081	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-02-27	20,000	$0.00	20,000	$0.99
Common Stock	Stock Option (right to buy)	Disposition	2014-02-27	20,000	$0.00	20,000	$1.19
Common Stock	Stock Option (right to buy)	Disposition	2014-02-28	8,750	$0.00	8,750	$1.19

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-07-14	No	4	M	Direct
10,000	2016-04-13	No	4	M	Direct
1,250	2016-04-13	No	4	M	Direct

Footnotes

Represents a weighted average, as this transaction was executed in two trades as follows: 33,621 shares sold at a price of $5.00 and 200 shares sold at a price of $5.005.
In a Form 3 filed on April 11, 2012, Mr. Leichtner reported that he beneficially owned 28,715 shares of the common stock of Glu Mobile Inc. ("Glu"). Mr. Leichtner subsequently acquired 5,106 shares of Glu on August 21, 2012, 9,469 shares on August 21, 2013 and 10,612 shares on February 21, 2014, all pursuant to Glu's 2007 Employee Stock Purchase Plan, which purchases were exempt from reporting under Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934, as amended. The amount of securities beneficially owned by Mr. Leichtner following this transaction takes into account these purchases.
Represents a weighted average, as this transaction was executed in two trades as follows: 18,900 shares sold at a price of $5.00 and 1,100 shares sold at a price of $5.005.
Represents a weighted average, as this transaction was executed in two trades as follows: 19,900 shares sold at a price of $5.08 and 100 shares sold at a price of $5.085.
This option vested and became exercisable over four years, with 25% of the underlying shares having vested and become exercisable on June 30, 2010, with the remaining underlying shares having vested and become exercisable in equal monthly installments over the following three years, such that the option fully vested on June 30, 2013.
This option vests and becomes exercisable over four years, with 25% of the underlying shares having vested and become exercisable on April 13, 2011, with the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option fully vests on April 13, 2014.