Filing Details
- Accession Number:
- 0001104659-14-015062
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-02-28 21:06:34
- Reporting Period:
- 2013-06-30
- Filing Date:
- 2014-02-28
- Accepted Time:
- 2014-02-28 21:06:34
- Original Submission Date:
- 2013-07-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921557 | Republic Bancorp Inc | RBCAA | State Commercial Banks (6022) | 610862051 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1078587 | Steve Trager | 601 West Market Street Louisville KY 40202 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2013-06-30 | 640,273 | $0.00 | 5,087,747 | No | 4 | S | Indirect | By Teebank Family Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Teebank Family Limited Partnership |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Acquisiton | 2013-06-30 | 83,950 | $0.00 | 83,950 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 667,082 | No | 4 | S | Indirect |
Footnotes
- Teebank Family Limited Partnership ("Teebank") is a family limited partnership of which the reporting person is a general partner and a limited partner and of which trusts for the benefit of, among others, the reporting person and the reporting person's 2 children are limited partners. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The reporting person is sole trustee and a beneficiary of a trust ("Trust 1") that holds Teebank limited partnership interests. The reporting person is also sole trustee of two additional trusts, the sole beneficiaries of which are the reporting persons' 2 children ("Trust 2" and "Trust 3," respectively). Effective 06/30/13, Trust 1 sold $2.625 million in Teebank limited partnership interests to each of Trust 2 and Trust 3. Effective on that same date, Trust 1 sold an additional $5.25 million worth of Teebank limited partnership interests to trusts in which the reporting person does not have any pecuniary interest.
- As of the original reporting date, Teebank engaged a valuation firm to conduct an appraisal of its limited partnership units. This amendment is being filed to reflect the number of issuer securities that were the subject of this transaction based on such appraisal.
- Conversion from Class B Common Stock to Class A Common Stock is on a share-for-share basis.
- Immediate.
- None.
Billionaire Hedge Funds
