Filing Details
- Accession Number:
- 0001209191-14-015411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-28 18:27:33
- Reporting Period:
- 2014-02-26
- Filing Date:
- 2014-02-28
- Accepted Time:
- 2014-02-28 18:27:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1575515 | Sprouts Farmers Market Inc. | SFM | Retail-Grocery Stores (5411) | 320331600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1099311 | George Golleher | 11811 N.tatum Blvd Suite 2400 Phoenix AZ 85028 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-02-26 | 9,383 | $1.09 | 234,383 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2014-02-26 | 9,383 | $37.00 | 225,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-02-28 | 9,383 | $1.09 | 234,383 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2014-02-28 | 9,383 | $38.42 | 225,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-02-28 | 7,037 | $1.09 | 232,037 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2014-02-28 | 7,037 | $39.25 | 225,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2014-02-26 | 9,383 | $0.00 | 9,383 | $1.09 |
| Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2014-02-28 | 9,383 | $0.00 | 9,383 | $1.09 |
| Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2014-02-28 | 7,037 | $0.00 | 7,037 | $1.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 103,378 | 2018-05-02 | No | 4 | M | Direct | |
| 93,995 | 2018-05-02 | No | 4 | M | Direct | |
| 86,958 | 2018-05-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | $3.33 | 2018-05-02 | 187,935 | 187,935 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-02 | 187,935 | 187,935 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- All such options are presently exercisable.
- The reporting person's Form 3 included options to purchase an aggregate of 300,696 shares of common stock. All such options were reported as exercisable at a price of $3.3255 per share. However, of such options, options to purchase 187,935 shares of common stock were exercisable at a price of $3.3255 per share and the remaining options to purchase 112,761 shares of common stock were exercisable at a price of $1.0864 per share. On February 26 and 28, 2014, the reporting person exercised options to purchase an aggregate of 25,803 of such shares at a price of $1.0864 per share.
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