Filing Details
- Accession Number:
- 0001209191-14-015409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-28 18:27:06
- Reporting Period:
- 2014-02-26
- Filing Date:
- 2014-02-28
- Accepted Time:
- 2014-02-28 18:27:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1569391 | Kcg Holdings Inc. | KCG | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1580516 | Trust 2011 Tierney V. Daniel | C/O Wicklow Capital, Inc. 53 W. Jackson Blvd., Suite 1204 Chicago IL 60604 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2014-02-26 | 100 | $12.00 | 12,187,614 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Transactions executed in accordance with a Rule 10b5-1 trading plan established on October 31, 2013.
- These shares of Class A Common Stock are held directly by the Daniel V. Tierney 2011 Trust ("Trust"). The co-trustees of the Trust are Emma Cuadrado and John R. Flynn, who share voting and dispositive power over the securities held by the Trust and disclaim beneficial ownership of such securities. Daniel V. Tierney, a director of KCG Holdings, Inc., is the settlor and sole beneficiary of the Trust, but does not have or share investment control with respect to the securities held by the Trust.
Billionaire Hedge Funds
