Filing Details
- Accession Number:
- 0001140361-14-010357
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-28 18:00:00
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-02-28
- Accepted Time:
- 2014-02-28 18:00:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 792987 | Astec Industries Inc | ASTE | Construction Machinery & Equip (3531) | 620873631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1103175 | Don J Brock | 4101 Jerome Ave Chattanooga TN 37407 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-28 | 13,000 | $40.53 | 1,995,340 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 44,475 | Indirect | Residuary Trust |
| Common Stock | 36,351 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 45,587 | 45,587 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 45,587 | 45,587 | Direct |
Footnotes
- Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
- Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment with Astec.
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