Filing Details
- Accession Number:
- 0001397915-14-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-28 17:43:44
- Reporting Period:
- 2014-02-26
- Filing Date:
- 2014-02-28
- Accepted Time:
- 2014-02-28 17:43:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1351285 | Rosetta Stone Inc | RST | Services-Prepackaged Software (7372) | 043837082 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397915 | M Stephen Swad | C/O Rosetta Stone Inc. 1919 North Lynn Street, 7Th Floor Arlington VA 22209 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-26 | 1,697 | $11.41 | 281,204 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2014-02-28 | 4,708 | $11.44 | 276,496 | No | 4 | S | Indirect | By trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
Footnotes
- 1,697 shares of common stock were sold pursuant to default instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to 3,409 shares of 13,633 shares of restricted common stock issued to Mr. Swad on February 21, 2013.
- Shares held of record by Stephen M. Swad Revocable Living Trust.
- 4,708 shares of common stock were sold pursuant to default instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to 12,125 shares of 48,500 shares of restricted common stock issued to Mr. Swad on February 22, 2012.
- This transaction was executed in multiple trades at prices ranging from $11.4087 to 11.4625 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes 77,116 shares of restricted common stock on which the restrictions have not yet lapsed.