Filing Details
- Accession Number:
- 0001140361-14-010239
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-28 16:01:40
- Reporting Period:
- 2014-02-27
- Filing Date:
- 2014-02-28
- Accepted Time:
- 2014-02-28 16:01:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
873044 | Radisys Corp | RSYS | Computer Peripheral Equipment, Nec (3577) | 930945232 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1040899 | David Nierenberg | 19605 Ne 8Th Street Camas WA 98607 | No | No | Yes | No | |
1282683 | Nierenberg Investment Management Company, Inc. | 19605 Ne 8Th Street Camas WA 98607 | No | No | Yes | No | |
1405824 | D3 Family Canadian Fund, Lp | 19605 Ne 8Th Street Camas WA 98607 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-27 | 256,398 | $4.04 | 0 | No | 4 | S | Indirect | By The D3 Family Canadian Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By The D3 Family Canadian Fund, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 731,135 | Indirect | By The D3 Family Fund, LP |
Common Stock | 2,753,920 | Indirect | By The D3 Family Bulldog Fund, LP |
Common Stock | 801,176 | Indirect | By The DIII Offshore Fund, LP |
Footnotes
- Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.