Filing Details

Accession Number:
0000009984-14-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-28 15:52:54
Reporting Period:
2014-02-27
Filing Date:
2014-02-28
Accepted Time:
2014-02-28 15:52:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9984 Barnes Group Inc B Miscellaneous Fabricated Metal Products (3490) 060247840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478811 Marian Acker Barnes Group Inc.
123 Main Street
Bristol CT 06010
Vp, Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-27 2,200 $11.45 49,703 No 4 M Direct
Common Stock Disposition 2014-02-27 2,200 $37.78 47,503 No 4 S Direct
Common Stock Acquisiton 2014-02-27 5,200 $15.27 52,703 No 4 M Direct
Common Stock Disposition 2014-02-27 5,200 $37.78 47,503 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option-Right to Buy Disposition 2014-02-27 2,200 $0.00 2,200 $11.45
Common Stock Stock Option-Right to Buy Disposition 2014-02-27 5,200 $0.00 5,200 $15.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-10 No 4 M Direct
0 2020-02-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3 Indirect By Company's Employee Stock Purchase Plan
Common Stock 1,182 Indirect By Company's 401(k) Plan
Footnotes
  1. Includes balances of 1398 Restricted Stock Units granted 2/9/2011, 999 granted 2/8/2012, 1700 granted 2/12/2013, 5300 granted 5/2/2013 and 1800 granted 2/12/2014 and 2100 Performance Share Awards granted 2/9/2011, 2500 granted 2/8/2012, 2900 granted 2/12/2013 and 3000 granted 2/12/2014, that are subject to forfeiture if certain events occur.
  2. The options vest in three equal annual installments on August 10, 2010, 2011 and 2012.
  3. The options vest in three equal annual installments on August 8, 2011, 2012 and 2013.
  4. 1 for 1.