Filing Details
- Accession Number:
- 0001181431-14-009887
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-28 15:17:39
- Reporting Period:
- 2014-02-20
- Filing Date:
- 2014-02-28
- Accepted Time:
- 2014-02-28 15:17:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492633 | Nielsen Holdings N.v. | NLSN | Services-Business Services, Nec (7389) | 980662038 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510721 | Mitchell Habib | C/O Nielsen Holdings N.v. 85 Broad Street New York NY 10004 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-20 | 9,141 | $0.00 | 42,275 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2014-02-26 | 40,078 | $16.00 | 82,353 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-26 | 40,078 | $46.25 | 42,275 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-26 | 6,680 | $32.00 | 48,955 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-26 | 6,680 | $46.44 | 42,275 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock (right to buy) | Disposition | 2014-02-26 | 40,078 | $0.00 | 40,078 | $16.00 |
Common Stock | Options to Purchase Common Stock (right to buy) | Disposition | 2014-02-26 | 6,680 | $0.00 | 6,680 | $32.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-02 | No | 4 | M | Direct | |
0 | 2017-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 82,000 | Indirect | See Footnote |
Footnotes
- Reflects the cancellation of the restricted shares granted to the reporting person on February 10, 2014, which represented 25% of the award earned by the reporting person under the issuer's Annual Incentive Plan with respect the 2013 performance year. In connection with the reporting person's separation arrangements with the issuer, the issuer will instead pay the reporting person such 25% portion of the annual incentive award in cash, which is equal to $412,500.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.11 to $46.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $46.43 to $46.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- These shares of common stock are held through a limited liability company of which the reporting person is a manager. The reporting person disclaims beneficial ownership of the securities held by this limited liability company except to the extent of his pecuniary interest therein.
- Represents options to purchase shares of common stock of the Issuer, of which 10,547 vested on the grant date (December 31, 2006) and 40,078 vested on each of December 31, 2007, 2009, 2012 and 2013.
- Represents options to purchase shares of common stock of the Issuer, of which 1,758 vested on the grant date (December 31, 2006) and 6,680 vested on each of December 31, 2007, 2009, 2012 and 2013.