Filing Details

Accession Number:
0001181431-14-009857
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-28 12:52:33
Reporting Period:
2014-02-26
Filing Date:
2014-02-28
Accepted Time:
2014-02-28 12:52:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Security Brokers, Dealers & Flotation Companies (6211) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525825 I Bruce Lavine C/O Wisdomtree Investments, Inc.
245 Park Avenue, 35Th Floor
New York NY 10167
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-26 20,000 $14.70 308,567 No 4 S Direct
Common Stock Disposition 2014-02-27 31,404 $14.88 277,163 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,000 Indirect By 2012 Bruce Lavine Irrevocable Trust
Footnotes
  1. The price is Column 4 is an average weighted price. The shares were sold in multiple transactions at prices ranging from $14.65 to $14.72, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any securityholder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
  2. The price is Column 4 is an average weighted price. The shares were sold in multiple transactions at prices ranging from $14.60 to $15.10, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any securityholder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.