Filing Details
- Accession Number:
- 0001424422-14-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-27 19:03:54
- Reporting Period:
- 2014-02-26
- Filing Date:
- 2014-02-27
- Accepted Time:
- 2014-02-27 19:03:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890394 | Mosys Inc. | MOSY | Semiconductors & Related Devices (3674) | 770291941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1300832 | Chi-Ping Hsu | C/O Mosys, Inc. 3301 Olcott Street Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-26 | 1,500 | $4.14 | 1,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-26 | 1,500 | $4.50 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-27 | 18,500 | $4.14 | 18,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-27 | 18,500 | $4.50 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase common stock | Disposition | 2014-02-26 | 1,500 | $4.14 | 1,500 | $4.14 |
Common Stock | Option to purchase common stock | Disposition | 2014-02-27 | 18,500 | $4.14 | 18,500 | $4.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
218,500 | 2009-07-24 | 2014-07-24 | No | 4 | M | Direct |
200,000 | 2009-07-24 | 2014-07-24 | No | 4 | M | Direct |