Filing Details
- Accession Number:
- 0001209191-14-015042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-27 18:59:24
- Reporting Period:
- 2014-02-25
- Filing Date:
- 2014-02-27
- Accepted Time:
- 2014-02-27 18:59:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418135 | Dr Pepper Snapple Group Inc. | DPS | Beverages (2080) | 753258232 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1206946 | D Larry Young | 5301 Legacy Drive Plano TX 75024 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-25 | 32,252 | $0.00 | 282,252 | No | 4 | A | Direct | |
Common Stock | Disposition | 2014-02-25 | 12,296 | $0.00 | 269,956 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-02-26 | 66,007 | $36.42 | 335,963 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-02-26 | 61,987 | $37.80 | 397,950 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-26 | 127,994 | $51.64 | 269,956 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-27 | 19,956 | $51.45 | 250,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-26 | 66,007 | $36.42 | 66,007 | $36.42 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-26 | 61,987 | $37.80 | 61,987 | $37.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,007 | 2021-03-02 | No | 4 | M | Direct | |
123,970 | 2022-03-02 | No | 4 | M | Direct |
Footnotes
- These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 25, 2014. 12,296 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.
- The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $51.47-$52.00. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $51.32-$51.52. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 2, 2012.
- This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 2, 2013.