Filing Details

Accession Number:
0001209191-14-015042
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-27 18:59:24
Reporting Period:
2014-02-25
Filing Date:
2014-02-27
Accepted Time:
2014-02-27 18:59:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418135 Dr Pepper Snapple Group Inc. DPS Beverages (2080) 753258232
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206946 D Larry Young 5301 Legacy Drive
Plano TX 75024
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-25 32,252 $0.00 282,252 No 4 A Direct
Common Stock Disposition 2014-02-25 12,296 $0.00 269,956 No 4 F Direct
Common Stock Acquisiton 2014-02-26 66,007 $36.42 335,963 No 4 M Direct
Common Stock Acquisiton 2014-02-26 61,987 $37.80 397,950 No 4 M Direct
Common Stock Disposition 2014-02-26 127,994 $51.64 269,956 No 4 S Direct
Common Stock Disposition 2014-02-27 19,956 $51.45 250,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-02-26 66,007 $36.42 66,007 $36.42
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-02-26 61,987 $37.80 61,987 $37.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
66,007 2021-03-02 No 4 M Direct
123,970 2022-03-02 No 4 M Direct
Footnotes
  1. These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 25, 2014. 12,296 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.
  2. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $51.47-$52.00. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $51.32-$51.52. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 2, 2012.
  5. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 2, 2013.