Filing Details
- Accession Number:
- 0001127602-14-009060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-27 18:50:02
- Reporting Period:
- 2014-02-25
- Filing Date:
- 2014-02-27
- Accepted Time:
- 2014-02-27 18:50:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 5513 | Unum Group | UNM | Accident & Health Insurance (6321) | 621598430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182969 | P Kevin Mccarthy | 1 Fountain Square Chattanooga TN 37402 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-25 | 857 | $26.29 | 174,780 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-25 | 1,518 | $23.35 | 176,298 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-25 | 1,653 | $24.25 | 177,951 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-25 | 34,886 | $0.00 | 212,837 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-02-26 | 1,610 | $34.00 | 211,227 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-25 | 857 | $0.00 | 857 | $26.29 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-25 | 1,518 | $0.00 | 1,518 | $23.35 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-25 | 1,653 | $0.00 | 1,653 | $24.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-22 | No | 4 | M | Direct | |
| 10,468 | 2020-02-21 | No | 4 | M | Direct | |
| 24,917 | 2021-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,864 | Indirect | By N-Q 401(k) Plan |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2013.
- Includes 44,511 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 130,269 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 44,511 stock-settled RSUs and 131,787 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 44,511 stock-settled RSUs and 133,440 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- All are stock-settled RSUs which vest in three equal annual installments beginning on February 25, 2015.
- Includes 79,397 stock-settled RSUs and 133,440 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 79,397 stock-settled RSUs and 131,830 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- The options vest in three equal annual installments beginning on February 22, 2012.
- The options vest in three equal annual installments beginning on February 21, 2013.
- The options vest in three equal annual installments beginning on February 20, 2014.
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