Filing Details

Accession Number:
0001179110-14-003866
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-27 18:47:12
Reporting Period:
2014-02-25
Filing Date:
2014-02-27
Accepted Time:
2014-02-27 18:47:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171759 Red Robin Gourmet Burgers Inc RRGB Retail-Eating Places (5812) 841573084
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1500019 E. Stephen Carley 6312 S. Fiddler'S Green Circle
Suite 200N
Greenwood Village CO 80111
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-25 546 $76.49 32,512 No 4 S Indirect See footnote
Common Stock Disposition 2014-02-26 1,015 $77.21 21,336 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 F Direct
Footnotes
  1. Shares disposed of pursuant to a previously established Rule 10b5-1 trading plan.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.46 to $76.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The shares are held indirectly by the reporting person as co-trustee of The Carley Family Trust.
  4. In connection with the vesting of 1,783 time-based restricted stock units, which were granted on February 26, 2013 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 1,015 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. The net 768 shares were transferred to The Carley Family Trust and are now held indirectly; such shares are reflected in column 5 of the line above.
  5. Includes 20,336 restricted stock units subject to vesting and forfeiture restrictions.