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Filing Details

Accession Number:: 0001209191-14-015018
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-27 18:21:03
Reporting Period:: 2014-02-25

Filing Date:: 2014-02-27
Accepted Time:: 2014-02-27 18:21:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1354327	Pgt Inc.	PGTI	Metal Doors, Sash, Frames, Moldings & Trim (3442)	200634715

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1327010	R Alexander Castaldi	C/O Jll Partners, Inc. 450 Lexington Ave, 31St Floor New York NY 10017		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2014-02-25	100,000	$11.48	102,676	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

On November 15, 2013, JLL Associates IV, L.P. effected a pro-rata, in-kind distribution for no additional consideration of 1,352,907 shares of the common stock of PGT, Inc. (the "Company") theretofore owned by JLL Associates IV, L.P. to its partners (the "November Distribution"). The reporting person received 101,776 shares of common stock of the Company in the November Distribution. On January 15, 2014, JLL Associates IV, L.P. effected a pro-rata, in-kind distribution for no additional consideration of 1,334,700 shares of the common stock of the Company theretofore owned by JLL Associates IV, L.P. to its partners (the "January Distribution"). The reporting person received 100,900 shares of common stock of the Company in the January Distribution. The receipt of shares by the reporting person in the November Distribution and the January Distribution was exempt from Section 16 under Rule 16a-9. (continued in footnote 2)
(continued from footnote 1) The shares listed in Columns 4 and 5 represent the 202,676 shares of common stock of the Company received by the reporting person in the November Distribution and the January Distribution.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.29 to $12.11 per share, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.