Filing Details
- Accession Number:
- 0001209191-14-014970
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-02-27 17:50:16
- Reporting Period:
- 2014-02-25
- Filing Date:
- 2014-02-27
- Accepted Time:
- 2014-02-27 17:50:16
- Original Submission Date:
- 2014-02-26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428264 | S Mark Kopaskie | 201 E. Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-25 | 1,467 | $24.91 | 12,443 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-25 | 1,467 | $41.20 | 10,976 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-25 | 1,200 | $29.25 | 12,176 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-25 | 1,200 | $41.20 | 10,976 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-25 | 15,866 | $20.09 | 26,842 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-25 | 15,866 | $41.20 | 10,976 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-25 | 467 | $19.25 | 11,443 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-25 | 467 | $41.20 | 10,976 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2014-02-25 | 1,467 | $24.91 | 1,467 | $24.91 |
| Common | Employee Stock Option (Rt to Buy) | Disposition | 2014-02-25 | 1,200 | $29.25 | 1,200 | $29.25 |
| Common | Employee Stock Option (Rt to Buy) | Disposition | 2014-02-25 | 15,866 | $20.09 | 15,866 | $20.09 |
| Common | Employee Stock Option (Rt to Buy) | Disposition | 2014-02-25 | 467 | $19.25 | 467 | $19.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 69,830 | 2014-01-25 | 2020-01-25 | No | 4 | M | Direct |
| 68,630 | 2014-01-06 | 2021-04-06 | No | 4 | M | Direct |
| 52,764 | 2012-05-08 | 2022-02-08 | No | 4 | M | Direct |
| 52,297 | 2013-05-13 | 2023-02-13 | No | 4 | M | Direct |
Footnotes
- Form 4A filed to correct an error in the high and low sale price for this transaction. This is the weighted average of the price traded. The high was $41.55 and the low was $40.90.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- Form 4A filed to correct an error in the Date Exercisable and Expiration Date fields for this transaction.
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