Filing Details
- Accession Number:
- 0000950138-14-000213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-27 17:14:22
- Reporting Period:
- 2014-02-25
- Filing Date:
- 2014-02-27
- Accepted Time:
- 2014-02-27 17:14:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1532063 | Express Scripts Holding Co. | ESRX | Retail-Drug Stores And Proprietary Stores (5912) | 452884094 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1087960 | L William Roper | C/O Express Scripts Holding Company One Express Way St. Louis MO 63121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-25 | 538 | $36.50 | 10,936 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-02-25 | 10,644 | $34.79 | 21,580 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-02-25 | 11,587 | $32.94 | 33,167 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-02-25 | 9,835 | $43.66 | 43,002 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-02-25 | 8,892 | $47.07 | 51,894 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-25 | 41,496 | $74.08 | 10,398 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2014-02-25 | 538 | $0.00 | 538 | $36.50 |
Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2014-02-25 | 10,644 | $0.00 | 10,644 | $34.79 |
Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2014-02-25 | 11,587 | $0.00 | 11,587 | $32.94 |
Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2014-02-25 | 9,835 | $0.00 | 9,835 | $43.66 |
Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2014-02-25 | 8,892 | $0.00 | 8,892 | $47.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-12-10 | No | 4 | M | Direct | |
0 | 2018-05-21 | No | 4 | M | Direct | |
0 | 2019-05-20 | No | 4 | M | Direct | |
0 | 2020-05-12 | No | 4 | M | Direct | |
0 | 2021-05-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 52 | Indirect | By IRA |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.33, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Grant of stock options pursuant to the Medco Health Solutions, Inc. 2002 Stock Incentive Plan, and assumed by the Issuer under the Agreement and Plan of Merger, dated as of July 20, 2011, as amended on November 7, 2011, by and among Express Scripts, Inc., Medco Health Solutions, Inc., the Issuer, Aristotle Merger Sub, Inc., and Plato Merger Sub, Inc.
- All shares vested on December 11, 2008.
- All shares vested on May 22, 2009.
- All shares vested on May 21, 2010.
- All shares vested on May 12, 2011.
- All shares vested on May 24, 2012.