Filing Details
- Accession Number:
- 0001480248-14-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-27 16:27:47
- Reporting Period:
- 2014-02-25
- Filing Date:
- 2014-02-27
- Accepted Time:
- 2014-02-27 16:27:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1437763 | John Jeffrey Ford | Gt Advanced Technologies Inc.. 243 Daniel Webster Highway Merrimack NH 03054 | Vp,Bus.dev., Dss | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2014-02-25 | 20,250 | $5.64 | 184,027 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2014-02-25 | 35,726 | $4.81 | 219,753 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2014-02-25 | 82,720 | $5.44 | 302,473 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-25 | 88,573 | $14.18 | 213,900 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-25 | 15,187 | $13.90 | 198,713 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-25 | 26,794 | $13.77 | 171,919 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-25 | 62,040 | $13.88 | 109,879 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-26 | 3,263 | $14.00 | 106,616 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-26 | 4,632 | $14.01 | 101,984 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2014-02-26 | 13,180 | $14.02 | 88,804 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Stock Option (Right to Buy) | Disposition | 2014-02-25 | 20,250 | $0.00 | 20,250 | $5.64 |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | Disposition | 2014-02-25 | 35,726 | $0.00 | 35,726 | $4.81 |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | Disposition | 2014-02-25 | 82,720 | $0.00 | 82,720 | $5.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-12-21 | No | 4 | M | Direct | |
| 0 | 2019-09-01 | No | 4 | M | Direct | |
| 10,348 | 2020-06-02 | No | 4 | M | Direct |
Footnotes
- Of these options, one fourth vested on December 21, 2008, the first anniversary of the date of grant, and the balance vests in equal monthly installments of 1/48th of total each month subsequent to December 2008.
- Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vests in equal monthly installments of 1/48th of total each month subsequent to September 2010.
- Of these options, one fourth vested on June 2, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to June 2011.
Billionaire Hedge Funds
