Filing Details
- Accession Number:
- 0001040593-14-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-26 20:42:20
- Reporting Period:
- 2014-02-25
- Filing Date:
- 2014-02-26
- Accepted Time:
- 2014-02-26 20:42:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040593 | Carrizo Oil & Gas Inc | CRZO | Crude Petroleum & Natural Gas (1311) | 760415919 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233101 | Bradley John Fisher | 500 Dallas Street Suite 2300 Houston TX 77002 | Vp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-02-25 | 10,000 | $47.00 | 47,529 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-02-25 | 5,000 | $48.00 | 42,529 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-02-25 | 11,924 | $20.22 | 54,453 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-25 | 11,924 | $46.10 | 42,529 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2014-02-26 | 5,753 | $25.56 | 48,282 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-26 | 5,753 | $49.24 | 42,529 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2014-02-25 | 11,924 | $0.00 | 11,924 | $20.22 |
Common Stock | Stock Appreciation Rights | Disposition | 2014-02-26 | 5,753 | $0.00 | 5,753 | $25.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-06-03 | No | 4 | M | Direct | |
23,009 | 2016-05-18 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on October 15, 2013.
- The presentation requirements of Form 4 present the exercise of cash-only stock appreciation rights as an acquisition and disposition of common stock. Contrary to this presentation, the compensation committee of the issuer has determined that these derivative instruments could only be, and accordingly were, settled solely in cash. No actual shares of common stock were issued to or sold by the reporting person.
- The presentation requirements of Form 4 present the exercise of cash-only stock appreciation rights as an acquisition and disposition of common stock. Contrary to this presentation, these derivative instruments were originally awarded as cash-only stock appreciation rights and accordingly were settled solely in cash. No actual shares of common stock were issued to or sold by the reporting person.
- These stock appreciation rights are settled solely in cash.
- These stock appreciation rights vested in three equal installments on May 28, 2010, May 28, 2011, and May 28, 2012, respectively.
- These stock appreciation rights vest in three installments of 40%, 40% and 20% on May 29, 2013, May 29, 2014 and May 29, 2015, respectively.