Home > Insider Trading > Filing (0000950138-14-000206)

Filing Details

Accession Number:: 0000950138-14-000206
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-26 16:11:12
Reporting Period:: 2014-02-24

Filing Date:: 2014-02-26
Accepted Time:: 2014-02-26 16:11:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1113809	Build A Bear Workshop Inc	BBW	Retail-Hobby, Toy & Game Shops (5945)	431883836

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1306314	Maxine Clark	C/O Build-A-Bear Workshop, Inc. 1954 Innerbelt Business Center Drive St. Louis MO 63114		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2014-02-24	23,000	$8.13	212,116	No	4	S	Direct
Common Stock	Acquisiton	2014-02-25	22,206	$6.21	234,322	No	4	M	Direct
Common Stock	Disposition	2014-02-25	22,206	$8.14	212,116	No	4	S	Direct
Common Stock	Acquisiton	2014-02-25	61,608	$6.59	273,724	No	4	M	Direct
Common Stock	Disposition	2014-02-25	61,608	$7.89	212,116	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-02-25	22,206	$0.00	22,206	$6.21
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-02-25	61,608	$0.00	61,608	$6.59

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
22,206		2021-03-22	No	4	M	Direct
20,536		2020-03-23	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	37,402	Indirect	Spouse
Common Stock	1,343,783	Indirect	Smart Stuff, Inc.

Footnotes

The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The reporting price is the weighted average sale price per share for 11 transactions in which the sale prices range from $8.08 to $8.37 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
Shares sold as part of a cashless exercise of an employee stock option.
The reporting price is the weighted average sale price per share for 4 transactions in which the sale prices range from $8.12 to $8.16 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
The reporting price is the weighted average sale price per share for 28 transactions in which the sale prices range from $7.78 to $8.08 per share. The Reporting Person undertakes to provide full information regarding the number of shares sold at each separate sale price upon request of the Securities and Exchange Commission staff, the issuer or any security holder of the issuer.
After giving effect to the transactions reported in this Form 4, Ms. Clark directly beneficially owns 100,701 shares of common stock and 111,415 shares of restricted stock along with 37,402 shares indirectly through her spouse and 1,343,783 shares indirectly through Smart Stuff, Inc. of Build-A-Bear Workshop, Inc. In addition, Ms. Clark holds vested options to purchase 71,234 shares and unvested options to purchase 42,742 shares of Build-A-Bear Workshop, Inc.'s common stock.
Under the terms of the grant, the options vested in four equal annual installments beginning on March 22, 2012, which was the first anniversary of the date of the grant.
Under the terms of the grant, the options vested in four equal annual installments beginning on March 23, 2011, which was the first anniversary of the date of the grant.