Filing Details
- Accession Number:
- 0001209191-14-014257
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-25 20:15:49
- Reporting Period:
- 2014-02-22
- Filing Date:
- 2014-02-25
- Accepted Time:
- 2014-02-25 20:15:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1034670 | Autoliv Inc | ALV | Motor Vehicle Parts & Accessories (3714) | 510378542 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373482 | R Steven Fredin | C/O Autoliv, Inc. Vasagatan 11, 7Th Floor Stockholm V7 SE-111 20 | President Autoliv Americas | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-22 | 1,369 | $0.00 | 3,702 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-02-24 | 5,500 | $59.01 | 9,202 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-24 | 5,500 | $95.29 | 3,702 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-24 | 1,369 | $95.74 | 2,333 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2014-02-22 | 1,369 | $0.00 | 1,369 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-24 | 5,500 | $0.00 | 5,500 | $59.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-22 | 2014-02-22 | No | 4 | M | Direct |
| 0 | 2008-02-14 | 2017-02-14 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 7, 2014.
- Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $95.16 to $95.40.
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The broker aggregated all shares to be sold by all Autoliv employees on such date and sold them in multiple blocks. The price in the table reflects the weighted average sale price of such block trades on such date. The potential range of prices for such transactions for the reporting person is $95.70 to $95.82. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Each restricted stock unit represents a contingent right to receive one share of ALV common stock.
- The restricted stock units and the stock options were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.
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