Filing Details
- Accession Number:
- 0001023128-14-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-25 18:39:11
- Reporting Period:
- 2014-02-21
- Filing Date:
- 2014-02-25
- Accepted Time:
- 2014-02-25 18:39:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1023128 | Lithia Motors Inc | LAD | Retail-Auto Dealers & Gasoline Stations (5500) | 930572810 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1520105 | Scott Hillier | 150 N. Bartlett Medford OR 97501 | Sr. Vp Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-02-21 | 6,661 | $0.00 | 59,471 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2014-02-21 | 5,490 | $0.00 | 64,961 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2014-02-21 | 2,421 | $60.49 | 62,540 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2014-02-24 | 15,000 | $5.37 | 77,540 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-02-24 | 15,000 | $60.00 | 62,540 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-02-24 | 15,000 | $0.00 | 15,000 | $5.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-08-11 | 2014-08-11 | No | 4 | M | Direct |
Footnotes
- 4,831 shares were issued in settlement of restricted stock units that were earned and vested under a long-term restricted stock unit agreement. 1,830 shares were issued in settlement of restricted stock units that were earned and vested under a performance and time restricted stock unit agreement. Restricted stock units that were earned but remain subject to time vesting under the performance and time restricted stock unit agreement are shown on the next line of Table 1 and described in footnote 3.
- Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- Restricted stock units were awarded and earned but are subject to time vesting under a performance and time restricted stock unit agreement.
- Shares were withheld by the issuer to cover withholding taxes upon vesting of restricted stock units.
Billionaire Hedge Funds
