Filing Details
- Accession Number:
- 0001209191-14-014194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-25 18:28:17
- Reporting Period:
- 2014-02-21
- Filing Date:
- 2014-02-25
- Accepted Time:
- 2014-02-25 18:28:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1533454 | Northern Tier Energy Lp | NTI | Petroleum Refining (2911) | 800763623 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1553953 | Hank Kuchta | 38C Grove Street, Suite 100 Ridgefield CT 06877 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units | Acquisiton | 2014-02-21 | 33,109 | $0.00 | 63,999 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Units | 1,100 | Indirect | By daughter |
| Common Units | 1,100 | Indirect | By son |
Footnotes
- These Common Units represent limited partner interests in the Issuer and were issued pursuant to a Restricted Unit Agreement (Performance-Based) under the Northern Tier Energy LP 2012 Long Term Incentive Plan (the "LTIP") as compensation for services as an officer of Northern Tier Energy GP LLC (the "General Partner"), the general partner of the Issuer. The Common Units were awarded in settlement of performance awards granted pursuant to the LTIP and upon the determination by the Compensation Committee of the Board of Directors of the General Partner of the Issuer that the performance condition underlying the performance award had been satisfied. No consideration was paid by the Reporting Person for the Common Units. The Common Units vest ratably on January 1, 2015, 2016 and 2017.
- The amount of securities beneficially owned following the reported transaction includes Common Units previously reported in Table I as well as 28,790 unvested Common Units previously reported in Table II, which will vest ratably on May 20, 2014, 2015 and 2016.
- The total number of securities beneficially owned has been adjusted to include 1,000 Common Units beneficially owned since August 20, 2012 and inadvertently omitted from prior reports due to a clerical error.
Billionaire Hedge Funds
