Filing Details
- Accession Number:
- 0001225208-14-006136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-25 17:04:01
- Reporting Period:
- 2014-02-24
- Filing Date:
- 2014-02-25
- Accepted Time:
- 2014-02-25 17:04:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001288 | Lexmark International Inc | LXK | Computer & Office Equipment (3570) | 061308215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218799 | L Jeri Isbell | One Lexmark Centre Drive 740 West New Circle Road Lexington KY 40550 | Vp Of Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-02-24 | 37,000 | $33.26 | 89,943 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-02-24 | 17,973 | $41.75 | 71,970 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2014-02-24 | 37,000 | $41.26 | 34,970 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2014-02-24 | 224 | $41.95 | 224 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2014-02-24 | 224 | $41.87 | 0 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option | Disposition | 2014-02-24 | 37,000 | $33.26 | 37,000 | $33.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-02-20 | 2018-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 22,857 | Indirect | By 401(k) |
Class A Common Stock | 9,410 | Indirect | By Personal Trust |
Footnotes
- 15,493 of these securities are restricted stock units and earned performance-based restricted stock units, including associated dividend equivalent units, which have not yet vested.
- Held by two individual trusts, of which the Reporting Person is the Trustee and the beneficiaries of which are her children. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.