Filing Details
- Accession Number:
- 0001225208-14-006135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-25 17:03:59
- Reporting Period:
- 2014-02-21
- Filing Date:
- 2014-02-25
- Accepted Time:
- 2014-02-25 17:03:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001288 | Lexmark International Inc | LXK | Computer & Office Equipment (3570) | 061308215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1448826 | M Ronaldo Foresti | One Lexmark Centre Drive 740 West New Circle Road Lexington KY 40550 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-02-21 | 25,000 | $33.26 | 98,317 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-02-21 | 25,000 | $42.31 | 73,317 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2014-02-24 | 7,216 | $41.75 | 66,101 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option | Disposition | 2014-02-21 | 25,000 | $33.26 | 25,000 | $33.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-20 | 2018-02-20 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.30 to $42.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares sold to cover the tax liabilities related to the vesting and settlement of restricted stock units (RSUs), performance-based RSUs (PRSUs), and associated dividend equivalent units (DEUs) held by the reporting person.
- 17,281 of these securities are RSUs and earned PRSUs, including associated DEUs, which have not yet vested.
Billionaire Hedge Funds
