Filing Details
- Accession Number:
- 0000014272-14-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-25 16:30:37
- Reporting Period:
- 2014-02-24
- Filing Date:
- 2014-02-25
- Accepted Time:
- 2014-02-25 16:30:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14272 | Bristol Myers Squibb Co | BMY | Pharmaceutical Preparations (2834) | 220790350 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1533201 | Giovanni Caforio | Bristol-Myers Squibb Company 345 Park Avenue New York NY 10154 | Evp & Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 Par Value | Acquisiton | 2014-02-24 | 39,363 | $17.51 | 91,316 | No | 4 | M | Direct | |
| Common Stock, $0.10 Par Value | Disposition | 2014-02-24 | 26,615 | $54.36 | 64,701 | No | 4 | S | Direct | |
| Common Stock, $0.10 Par Value | Disposition | 2014-02-24 | 12,572 | $54.57 | 52,129 | No | 4 | S | Direct | |
| Common Stock, $0.10 Par Value | Disposition | 2014-02-24 | 400 | $54.58 | 51,729 | No | 4 | S | Direct | |
| Common Stock, $0.10 Par Value | Disposition | 2014-02-24 | 1,976 | $54.59 | 49,753 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 Par Value | Option (right to buy) | Disposition | 2014-02-24 | 39,363 | $0.00 | 39,363 | $17.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-03-02 | No | 4 | M | Direct |
Footnotes
- Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $54.35 to $54.39, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009.
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