Filing Details
- Accession Number:
- 0001101215-14-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-25 16:06:17
- Reporting Period:
- 2014-02-21
- Filing Date:
- 2014-02-25
- Accepted Time:
- 2014-02-25 16:06:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1101215 | Alliance Data Systems Corp | ADS | Services-Business Services, Nec (7389) | 311429215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510151 | K Ann Leigh Epperson | 7500 Dallas Parkway, Suite 700 Plano TX 75024 | Svp, General Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-21 | 894 | $0.00 | 17,263 | No | 4 | A | Direct | |
Common Stock | Disposition | 2014-02-21 | 1,503 | $284.03 | 15,760 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-02-24 | 1,261 | $287.64 | 14,499 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Based on the Company's EBT performance in 2013, 139.5% of the original award of 2,264 performance-based restricted stock units granted 2/21/13 were earned, resulting in an additional 894 units, for a total of 3,158 units. The restrictions will lapse with respect to 1,042 units on 2/23/15 and with respect to 1,074 units on 2/21/16, subject to continued employment by the Reporting Person on the remaining vesting dates.
- Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $287.47 to $287.74, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- The total number of securities beneficially owned includes: (a) 8,500 unrestricted shares; (b) 249 unvested units from an award of 731 time-based restricted stock units granted 2/21/12; (c) 1,493 unvested units from an award of 4,387 performance-based restricted stock units granted 2/21/12; (d) 380 unvested units from an award of 566 time-based restricted stock units granted 2/21/13; (e) 2,116 unvested units from an award of 3,158 performance-based restricted stock units granted 2/21/13; (f) 352 unvested time-based restricted stock units granted 2/18/14; and (g) 1,409 unvested performance-based restricted stock units granted 2/18/14.