Filing Details
- Accession Number:
- 0001209191-14-013842
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-25 14:48:19
- Reporting Period:
- 2014-02-21
- Filing Date:
- 2014-02-25
- Accepted Time:
- 2014-02-25 14:48:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595845 | A Brad Lich | 200 S. Wilcox Drive Kingsport TN 37660 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-21 | 10,296 | $0.00 | 13,779 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-02-21 | 2,816 | $84.34 | 10,963 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-02-24 | 7,500 | $31.32 | 18,463 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-24 | 7,500 | $84.54 | 10,963 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-02-24 | 7,500 | $0.00 | 7,500 | $31.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,500 | 2013-07-31 | 2020-07-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 867 | Indirect | By ESOP |
| Common Stock | 1,792 | Indirect | By 401(k) |
Footnotes
- Payout under performance shares awarded at beginning of three-year (2011-2013) performance period.
- Shares of common stock withheld in payment of tax liability incident to payout under performance shares.
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various prices per share ranging from $84.54 to $84.59.
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