Filing Details

Accession Number:
0001096906-14-000243
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-25 14:38:22
Reporting Period:
2014-01-30
Filing Date:
2014-02-25
Accepted Time:
2014-02-25 14:38:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
318673 Security National Financial Corp SNFCA Finance Services (6199) 870345941
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298096 G Norman Wilbur 421 Grosseto Lane
Georgetown TX 78628
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-01-30 1,050 $4.53 3,572 No 4 S Direct
Class A Common Stock Disposition 2014-02-04 700 $4.40 2,872 No 4 S Direct
Class A Common Stock Acquisiton 2014-02-06 5,789 $1.58 8,661 No 4 M Direct
Class A Common Stock Acquisiton 2014-02-07 570 $4.29 9,231 No 4 J Direct
Class A Common Stock Disposition 2014-02-10 1,500 $4.32 7,731 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 J Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Director Stock Options (right to buy) Acquisiton 2006-12-07 1,478 $3.57 1,478 $3.57
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2007-12-07 1,408 $2.65 1,408 $2.65
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2008-03-31 3,351 $2.86 3,351 $2.86
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2009-12-04 6,382 $2.75 6,382 $2.75
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2009-12-07 1,277 $2.75 1,277 $2.75
Class A Common Stock Director Stock Option (right to buy) Disposition 2014-02-06 5,789 $1.58 5,789 $1.58
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2012-04-13 5,513 $1.41 5,513 $1.41
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2012-12-07 1,103 $6.70 1,103 $6.70
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2013-12-06 5,084 $4.61 5,084 $4.61
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2013-12-07 1,050 $4.61 1,050 $4.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,478 2007-12-07 2016-12-07 No 4 A Direct
1,408 2008-12-07 2017-12-07 No 4 A Direct
3,351 2009-03-31 2018-03-31 No 4 A Direct
6,382 2010-12-04 2019-12-04 No 4 A Direct
1,277 2010-12-07 2019-12-07 No 4 A Direct
0 2011-12-03 2020-12-03 No 4 M Direct
5,513 2013-04-13 2022-04-13 No 4 A Direct
1,103 2013-12-07 2022-12-07 No 4 A Direct
5,084 2014-12-06 2023-12-06 No 4 A Direct
1,050 2014-12-07 2023-12-07 No 4 A Direct
Footnotes
  1. Received pursuant to a stock dividend paid on February 7, 2014.
  2. This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
  3. This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
  4. This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
  5. This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
  6. This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013 and February 7, 2014.
  7. This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
  8. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014.
  9. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013 and February 7, 2014.
  10. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock option paid on February 7, 2014. This option vests on December 6, 2014.
  11. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock option paid on February 7, 2014. This option vests on December 7, 2014.