Filing Details

Accession Number:
0001002225-14-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-25 14:36:02
Reporting Period:
2014-02-21
Filing Date:
2014-02-25
Accepted Time:
2014-02-25 14:36:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559426 Todd Gottula 600 Townsend Street
San Francisco CA 94103
Evp & Cto, Global Solutn Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-21 246 $12.75 34,491 No 4 M Direct
Common Stock Disposition 2014-02-21 102 $30.79 34,389 No 4 D Direct
Common Stock Disposition 2014-02-21 54 $30.79 34,335 No 4 F Direct
Common Stock Acquisiton 2014-02-21 233 $17.91 34,568 No 4 M Direct
Common Stock Disposition 2014-02-21 136 $30.79 34,432 No 4 D Direct
Common Stock Disposition 2014-02-21 36 $30.79 34,396 No 4 F Direct
Common Stock Acquisiton 2014-02-21 478 $17.80 34,874 No 4 M Direct
Common Stock Disposition 2014-02-21 277 $30.79 34,597 No 4 D Direct
Common Stock Disposition 2014-02-21 75 $30.79 34,522 No 4 F Direct
Common Stock Acquisiton 2014-02-21 233 $17.91 34,755 No 4 M Direct
Common Stock Disposition 2014-02-21 136 $30.79 34,619 No 4 D Direct
Common Stock Disposition 2014-02-21 36 $30.79 34,583 No 4 F Direct
Common Stock Acquisiton 2014-02-21 239 $12.75 34,822 No 4 M Direct
Common Stock Disposition 2014-02-21 99 $30.79 34,723 No 4 D Direct
Common Stock Disposition 2014-02-21 52 $30.79 34,671 No 4 F Direct
Common Stock Disposition 2014-02-24 426 $30.84 34,245 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-02-21 246 $0.00 246 $12.75
Common Stock Stock Appreciation Rights Disposition 2014-02-21 239 $0.00 239 $12.75
Common Stock Stock Appreciation Rights Disposition 2014-02-21 478 $0.00 478 $17.80
Common Stock Stock Appreciation Rights Disposition 2014-02-21 233 $0.00 233 $17.91
Common Stock Stock Appreciation Rights Disposition 2014-02-21 233 $0.00 233 $17.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,694 2011-05-14 2020-05-14 No 4 M Direct
1,455 2011-05-14 2020-05-14 No 4 M Direct
12,904 2013-05-14 2022-05-14 No 4 M Direct
7,467 2012-05-13 2021-05-13 No 4 M Direct
7,234 2012-05-13 2021-05-13 No 4 M Direct
Footnotes
  1. Transaction pursuant to 10b5-1 plan dated 30 August 2013
  2. Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
  3. Shares traded for taxes. No open market activity.