Filing Details
- Accession Number:
- 0001002225-14-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-25 14:36:02
- Reporting Period:
- 2014-02-21
- Filing Date:
- 2014-02-25
- Accepted Time:
- 2014-02-25 14:36:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1559426 | Todd Gottula | 600 Townsend Street San Francisco CA 94103 | Evp & Cto, Global Solutn Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-21 | 246 | $12.75 | 34,491 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-21 | 102 | $30.79 | 34,389 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-02-21 | 54 | $30.79 | 34,335 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-02-21 | 233 | $17.91 | 34,568 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-21 | 136 | $30.79 | 34,432 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-02-21 | 36 | $30.79 | 34,396 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-02-21 | 478 | $17.80 | 34,874 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-21 | 277 | $30.79 | 34,597 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-02-21 | 75 | $30.79 | 34,522 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-02-21 | 233 | $17.91 | 34,755 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-21 | 136 | $30.79 | 34,619 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-02-21 | 36 | $30.79 | 34,583 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2014-02-21 | 239 | $12.75 | 34,822 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-02-21 | 99 | $30.79 | 34,723 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-02-21 | 52 | $30.79 | 34,671 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-02-24 | 426 | $30.84 | 34,245 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2014-02-21 | 246 | $0.00 | 246 | $12.75 |
Common Stock | Stock Appreciation Rights | Disposition | 2014-02-21 | 239 | $0.00 | 239 | $12.75 |
Common Stock | Stock Appreciation Rights | Disposition | 2014-02-21 | 478 | $0.00 | 478 | $17.80 |
Common Stock | Stock Appreciation Rights | Disposition | 2014-02-21 | 233 | $0.00 | 233 | $17.91 |
Common Stock | Stock Appreciation Rights | Disposition | 2014-02-21 | 233 | $0.00 | 233 | $17.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,694 | 2011-05-14 | 2020-05-14 | No | 4 | M | Direct |
1,455 | 2011-05-14 | 2020-05-14 | No | 4 | M | Direct |
12,904 | 2013-05-14 | 2022-05-14 | No | 4 | M | Direct |
7,467 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
7,234 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 30 August 2013
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.