Filing Details
- Accession Number:
- 0000775158-14-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-25 14:14:38
- Reporting Period:
- 2014-02-21
- Filing Date:
- 2014-02-25
- Accepted Time:
- 2014-02-25 14:14:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230609 | J Bryan Blankfield | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902 | Exec. Vp, Gen. Counsel & Secy. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-21 | 23,300 | $49.98 | 59,513 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-21 | 23,300 | $56.51 | 36,213 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-21 | 27,500 | $28.73 | 63,713 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-21 | 27,500 | $56.55 | 36,213 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-21 | 18,000 | $19.24 | 54,213 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-21 | 18,000 | $56.52 | 36,213 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2014-02-21 | 23,300 | $0.00 | 23,300 | $49.98 |
| Common Stock | Options | Disposition | 2014-02-21 | 27,500 | $0.00 | 27,500 | $28.73 |
| Common Stock | Options | Disposition | 2014-02-21 | 18,000 | $0.00 | 18,000 | $19.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-10-18 | No | 4 | M | Direct | |
| 0 | 2017-09-20 | No | 4 | M | Direct | |
| 11,500 | 2018-09-19 | No | 4 | M | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $56.25 to $56.83. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $56.29 to $56.87. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Represents weighted average price. Individual sales by lot ranged from $56.33 to $56.87. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 9/18/2007.
- Options vest in one-third (1/3) annual increments commencing on 09/20/2011.
- Options vest in one-third (1/3) annual increments commencing on 9/19/2012.
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