Filing Details
- Accession Number:
- 0001140361-14-009405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-24 20:34:41
- Reporting Period:
- 2014-02-20
- Filing Date:
- 2014-02-24
- Accepted Time:
- 2014-02-24 20:34:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1415624 | Yume Inc | YUME | Services-Advertising Agencies (7311) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257089 | Jayant Kadambi | C/O Yume, Inc. 1204 Middlefield Road Redwood City CA 94063 | Chairman, President, & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-19 | 1,638 | $5.87 | 612,054 | No | 5 | J | Direct | |
| Common Stock | Disposition | 2014-02-20 | 1,638 | $6.66 | 610,416 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100,000 | Indirect | By Jayant Kadambi 2013 Annuity Trust dated June 26, 2013 |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
- The Reporting Person has sole voting and investment control over the shares held by the Jayant Kadambi 2013 Annuity Trust dated June 26, 2013.
Billionaire Hedge Funds
