Filing Details
- Accession Number:
- 0001209191-14-013685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-24 19:11:18
- Reporting Period:
- 2014-02-21
- Filing Date:
- 2014-02-24
- Accepted Time:
- 2014-02-24 19:11:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1524472 | Xylem Inc. | XYL | Pumps & Pumping Equipment (3561) | 452080495 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1531484 | T Michael Speetzen | C/O Xylem Inc. 1 International Drive Rye Brook NY 10573 | Chief Financial Officer & Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-21 | 9,073 | $32.38 | 90,293 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-21 | 9,073 | $38.87 | 81,220 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-21 | 20,000 | $24.60 | 101,220 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-21 | 20,000 | $38.87 | 81,220 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-21 | 12,709 | $30.03 | 93,929 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-21 | 12,709 | $38.87 | 81,220 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-21 | 8,772 | $18.63 | 89,992 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-21 | 8,772 | $38.87 | 81,220 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-02-21 | 10,772 | $38.87 | 70,448 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-02-21 | 9,073 | $0.00 | 9,073 | $32.38 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-02-21 | 20,000 | $0.00 | 20,000 | $24.60 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-02-21 | 12,709 | $0.00 | 12,709 | $30.03 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-02-21 | 8,772 | $0.00 | 8,772 | $18.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,535 | 2021-03-03 | No | 4 | M | Direct | |
| 47,431 | 2021-11-07 | No | 4 | M | Direct | |
| 0 | 2020-03-05 | No | 4 | M | Direct | |
| 0 | 2015-03-05 | No | 4 | M | Direct |
Footnotes
- This price represents the approximate weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"), of sales that were executed at prices ranging from $38.72 to $39.01 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- The original grant of 13,608 options vets in three equal installments. The remaining 4535 will vest on March 3, 2014
- The original grant of 67,431 options vest in three equal installments. As of the date hereof, 24,954 options are fully vested and exercisable and the remaining 22,477 will vest on November 7,2014.
- These options are fully vested and exercisable.
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